Broker Dealer Auditing

As one of the largest independent auditors of broker-dealers, Morey, Nee, Buck & Oswald understands the constantly changing landscape of the broker-dealer industry.  We use state-of-the-art accounting software to ensure accuracy and efficiency in our audit finding for broker-dealers in Pennsylvania, New Jersey, and New York.

Morey, Nee, Buck & Oswald is a registered accounting firm with the Public Company Accounting Oversight Board (PCAOB).  Additionally, the firm is also a member of SIFMA Internal Auditors Society.   The SIFMA Internal Auditors Society is a professional organization representing internal auditors from banks, broker-dealers, insurance companies, mutual funds, public accounting firms and self-regulatory agencies associated within the securities industry.

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